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All responses will be treated in the strictest confidence.






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Asset safekeeping & Network

Survey questionnaire
Rate your providers on up to 12 service elements
All responses will be treated in the strictest confidence

Equities

Settlement and safekeeping of equities.


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Bonds

Settlement and safekeeping of debt instruments.


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Exchange-traded funds

Settlement and safekeeping of investments in open-ended funds which track an index, which are priced on a continuous basis and can be bought or sold like securities.


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Off-exchange traditional funds

Settlement and safekeeping of units in traditional commingled investment funds.


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Off-exchange hedge funds

Settlement and safekeeping of units in a hedge fund.


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Exchange-traded derivatives

Settlement and safekeeping of derivatives contracts transacted on an organized futures exchange, being standardized and requiring payment of an initial deposit or margin settled through a clearing house.


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OTC derivatives

Settlement and safekeeping of derivatives contracts which are not traded on an officially-recognized exchange.


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Market opening: documentation support

Provision of a package of documentation to assist a client in entering a new investment market.


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Market opening: advisory

Provision of advisory services to a client in respect of an investment market under consideration.


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Procedures for selecting sub-custodians

The service provider has in place standard operating procedures governing its selection of a sub-custodial agent bank.


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Procedures for monitoring sub-custodians

The service provider has in place standard operating procedures governing its monitoring of each sub-custodial agent bank.


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Contingency arrangements for sub-custodians

The service provider has in place, in each invesment market, alternative arrangements for provision of sub-custodial agent services in the event that an existing sub-custodian goes out of business or fails to meet documented service levels.


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