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Depositary/Trustee/Fiduciary

Survey questionnaire
Rate your providers on up to 14 service elements
All responses will be treated in the strictest confidence

'Depositary lite' service

Providing the depositary services required under AIFMD for non-EU, offshore funds marketed to EU investors without a fund passport.


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Risk management monitoring

The depositary must review for appropriateness the risk management procedures of the AFM/AIFM according to the AIFMD/UCITS rules.


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Stress testing

The depositary monitors the stress testing carried out by the AFM/AIFM according to the AIFMD/UCITS rules.


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Daily check vs. investment/borrowing powers

Monitoring a fund's investments and borrowings against its powers and regulatory restrictions, on a daily basis.


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Periodic valuation and pricing checks

Conducting an independent check of net asset valuation (NAV) and of NAV per share calculations, according to the cycle of NAV calculations for a fund.


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Daily monitoring of breaches

Ensuring that all breaches reported to the Depository / Trustee are recorded and followed up with the appropriate party.


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Daily derivatives monitoring

For all derivatives (exchange-traded or OTC), monitoring exposure / usage on a daily basis.


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Oversight monitoring - site visits

Conducting regular due diligence and oversight visits of fund managers, tranfer agents, fund accountants and custodians to ensure that appropriate procedures are in place and being followed.


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Review of scheme documentation

Reviewing the documentation of all new funds before launch and upon changes.


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Dealing with fund auditors

Dealing with fund auditors as appropriate during the fund lifecycle.


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Regulatory and technical guidance

Proactively providing guidance on regulatory issues to all participants in funds processing / servicing.


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Regular regulatory updates

Proactively providing updates on regulatory issues, on a regular basis.


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Support for new and innovative products

Working with all participants to provide guidance on appropriate set up / processing of innovative products.


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Depositary/Trustee reporting

Providing comprehensive and timely reporting on all depositary / trustee activities.


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