UserProvList:$VAR1 = [];






All responses will be treated in the strictest confidence.






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Trade processing

Survey questionnaire
Rate your providers on up to 10 service elements
All responses will be treated in the strictest confidence

Trade pre-matching / confirmation

for Asset Manager
Conducting all trade pre-matching and confirmation.


Please confirm your identity to rate

Trade pre-matching / confirmation

for Broker-Dealer
Conducting all trade pre-matching and confirmation.


Please confirm your identity to rate

Trade pre-matching / confirmation

for Wealth Manager
Conducting all trade pre-matching and confirmation.


Please confirm your identity to rate

Client allocation processing

for Asset Manager
Providing a service to process a bulk trade and then allocate the trade to a number of client accounts based on instructions from the fund manager.


Please confirm your identity to rate

Client allocation processing

for Broker-Dealer
Providing a service to process a bulk trade and then allocate the trade to a number of client accounts based on instructions from the fund manager.


Please confirm your identity to rate

Client allocation processing

for Wealth Manager
Providing a service to process a bulk trade and then allocate the trade to a number of client accounts based on instructions from the fund manager.


Please confirm your identity to rate

Custodian/bank instructions

for Asset Manager
Generate settlement instructions for cash / securities movements and send to bank / custodian


Please confirm your identity to rate

Custodian/bank instructions

for Broker-Dealer
Generate settlement instructions for cash / securities movements and send to bank / custodian


Please confirm your identity to rate

Custodian/bank instructions

for Wealth Manager
Generate settlement instructions for cash / securities movements and send to bank / custodian


Please confirm your identity to rate

Proactive fails management

for Broker-Dealer
Taking a proactive stance, reviewing all failed trades and working with suppliers to minimize their occurrence.


Please confirm your identity to rate